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9000 Keystone Crossing 7Th Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-06 |
Branch Locations
9000 Keystone Crossing, 7Th Fl, Indianapolis, IN 46240 • United States
9000 Keystone Crossing 7Th Floor, Indianapolis, IN 46240 • United States
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-08-12 |
Branch Locations
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thurston, Springer, Miller, Herd & Titak, Inc. | Indianapolis | IN | 02/2008 | Present |
| Thurston, Springer, Miller, Herd & Titak, Inc. | Indianapolis | IN | 02/2008 | Present |
| Thurston Springer Advisors | Indianapolis | IN | 08/2020 | Present |
| T.S. Phillips Investments, Inc. | Oklahoma City | OK | 04/2022 | Present |
1)Financial Services Holdings, Indianapolis, IN, Holding company for Thurston Springer and related entities, not investment related, Chief Executive Officer, participation during market hours, 40 hours, per month. 2)JWAS, Indianapolis IN, Not for profit organization for underprivileged kids, Finance Committee member, investment related, 2 hours a month, no participation during market hours. 3)484 E Carmel Dr., Adept Investments, LLC, Commercial Real Estate not investment related. Time spent 5 hours a month not during trading hours. 4) DBA for Financial Services Practice Principia Private Wealth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-01 |
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