Tyson Alan Schwartz

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Charles Schwab & Co., Inc.
  Littleton, CO
• 01/2016 → 09/2018
  Charles Schwab Bank
  Lone Tree, CO
• 01/2020 → 12/2021
  Charles Schwab Investment Advisory, Inc.
  Lone Tree, CO
• 10/2022 → Present
  Charles Schwab Bank, Ssb
  Littleton, CO

Other Businesses

1) N/A - not created yet | Investment Related:No|Real Estate (Non-Agent/Broker)|Homeowner, allowing friends to rent a space on my property to store their vehicles |1/1/2025|Less than 20|0|I have an unused area on my property that I would like to use for rental income, it has a separate gate/entrance, and friends would be paying me monthly rent for vehicle storage, I do want to create an LLC to maximize tax benefits, waiting to hear approval prior to LLC creation

Exams

• S66 Uniform Combined State Law Examination
  2020-02-28
• S63 Uniform Securities Agent State Law Examination
  2010-07-26

Other Names

• Tyson Schwartz