Toni Jo Elliott

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 06/2018
  Oppenheimerfunds Distributor Inc.
  Centennial, CO
• 01/2019 → 12/2019
  E*Trade Securities Llc
  Centennial, CO
• 06/2018 → 01/2019
  Unemployed
  Englewood, CO
• 01/2020 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Other Businesses

(1) Peak and Repeat LLC; Owner; START DATE: 07/15/2020; Parker, CO; An e-commerce drop shipping firm. As owner, I will be responsible for creating the e-commerce platform and facilitating daily business functions; Generally less than 20 hours per month; Not investment related. (2) Life is Gouda Boards; Owner; START DATE: 11/05/2021; Parker, CO; Create and deliver cheese/meat boards; Generally less than 20 hours per month; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-08
• S63 Uniform Securities Agent State Law Examination
  2019-08-26

Other Names

• Toni Elliott