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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-27
  • OH RA
    APPROVED
    Since 2009-01-27

Branch Locations

3045 Newmark Dr, Miamisburg, OH 45342 • United States

1251 Nilles Road Suite 1, Fairfield, OH 45014 • United States

Miamisburg, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miamisburg OH 02/2008 03/2020
Ameriprise Financial Services, Llc Miamisburg OH 03/2020 Present
Other Businesses

Business Ownership; NRM Real Estate, LLC; Owner; Real Estate; 9262 Rolling greens trl, , miamisburg, OH, 45342; Not Investment-Related; 01/16/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Randin LLC; contractor - process and complete any and all work related to ameriprise business. LLC paid from for it; ; 7588 country brook ct, , springboro, OH, 45066; Investment-Related; 01/01/2022; 40 to 59 hours per month; 60 during trading hours.

View on SEC IAPD

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