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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-11 |
Branch Locations
2323 Ross Ave Suite 100, Dallas, TX 75201 • United States
4200 W 115Th Street, Leawood, KS 66211 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Dallas | TX | 07/2007 | 12/2018 |
| Wells Fargo Advisors Llc | Dallas | TX | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | 12/2018 |
| Umb Bank | Dallas | TX | 01/2019 | Present |
| Umb Financial Services Inc | Dallas | TX | 03/2019 | Present |
UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 01/07/19, 152 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-18 |
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