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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
WA RA APPROVED 2013-01-28
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • WA RA
    APPROVED
    Since 2013-01-28

Branch Locations

5920 100Th St Sw, Unit 7, Lakewood , WA 98499 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

23605 Mt. Hwy East, Unit 3, Spanaway, WA 98387 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steve Sarwono-Self Employed University Place WA 07/2010 Present
Pursuit Of Happiness Llc Tacoma WA 01/2012 03/2022
Planmember Securities Corporation Carpinteria CA 01/2013 Present
Northwest Advisor Group Llc Tacoma WA 08/2013 12/2022
Batik Financial Lakewood WA 03/2020 Present
Steve Sarwono Llc Dba Batik Financial Lakewood WA 05/2011 Present
Quad Sn Llc Lakewood WA 11/2022 Present
  • 07/2010 → Present
    Steve Sarwono-Self Employed
    University Place, WA
  • 01/2012 → 03/2022
    Pursuit Of Happiness Llc
    Tacoma, WA
  • 01/2013 → Present
    Carpinteria, CA
  • 08/2013 → 12/2022
    Northwest Advisor Group Llc
    Tacoma, WA
  • 03/2020 → Present
    Batik Financial
    Lakewood, WA
  • 05/2011 → Present
    Steve Sarwono Llc Dba Batik Financial
    Lakewood, WA
  • 11/2022 → Present
    Quad Sn Llc
    Lakewood, WA
Previous Registrations
  • 2011-02-28 → 2013-01-22
    Signator Financial Services, Inc.
    Tacoma, WA
  • 2010-07-01 → 2011-03-07
    Waddell & Reed
    Tacoma, WA
Other Businesses

(1) STEVE SARWONO-SELF EMPLOYED, 5920 100th St SW, Unit 7, Lakewood WA 98499; INVESTMENT RELATED; INSURANCE SALES & SVCS; INDEPENDENT AGENT; START DATE 7/10; 20 HRS/MNTH; 10 HRS/MNTH DURING TRADING. (2) STEVE SARWONO LLC DBA BATIK FINANCIAL; 5920 100th St. SW, Unit 7, Lakewood WA 98499; Start Date; 05/19/2011; Proprietor; Batik Financial provides financial planning and retirement planning to clients. We also offer life insurance and LTC insurance; NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160; IR (3) QUAD SN LLC; 5920 100th St SW, Unit 7, Lakewood WA 98499; START DATE: 11/09/2022; third party seller on Amazon & eBay; Sells consumer electronics and video games as a third-party seller via Amazon and eBay; NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0; NIR (4) CAMPUS CREST HOMEOWNERS ASSOCIATION; 4816 70th Ave W, University Place WA 98467; Start Date: 01/01/2022; Board Member/Secretary; Meet a few times a year to discuss HOA business; 2 hrs/mo; o hrs/mo during trading; NIR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-29
  • S66 Uniform Combined State Law Examination
    2010-06-29
Designations
Other Names
  • Steve U Sarwono
  • Steve Pranoto

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