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440 N Wells St Suite 530, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-25 |
| IL | RA | APPROVED | 2023-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waldron Private Wealth | Bridgeville | PA | 01/2016 | Present |
LOBO One LLC; Investment related: No; Location: 2071 Blackberry Lane Valencia PA 16059; Description: This is an LLC set up with five members (I have 20% membership) that invest in venture capital/angel investing. We have invested in 2 businesses, both within the healthcare industry. Contra Healthcare Systems is developing one one-time-use use endoscope, and another company, Revive Biotechnology Inc., is a new technology for treating retinal disease. ; Start date: 2000-01-09; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 2.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-03 |
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