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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-26 |
| SD | RA | APPROVED | 2018-11-02 |
Branch Locations
3130 West 57Th Street Suite 111, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Runner'S Block, Inc | Sioux Falls | SD | 05/2008 | 04/2018 |
| Signator Investors, Inc. | Sioux Falls | SD | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Sioux Falls | SD | 11/2018 | Present |
1. STONE POINT FINANCIAL- SECURITIES POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/07/2016 ADDRESS: 3130 W 57th St, Suite 111, Sioux Falls SD 57108, United States DESCRIPTION: Stone Point Financial is the dba I use to conduct security related business. 2. STONE POINT FINANCIAL- FIXED INSURANCE POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/07/2016 ADDRESS: 3130 W 57th St, Suite 111, Sioux Falls SD 57108, United States DESCRIPTION: Stone Point Financial is the dba for my insurance related business.. 3. RODNEY & BARB OLSON LIVING TRUST DTD OCT 17, 2012 SUCCESSOR TRUSTEE FOR FAMILY MEMBER POSITION: Successor Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2012 ADDRESS: 28715 449th Ave, Hurley SD 57036, United States DESCRIPTION: Successor trustee of a family trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-23 |
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