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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-10-14
TX RA APPROVED 2021-10-14
  • AL RA
    APPROVED
    Since 2021-10-14
  • TX RA
    APPROVED
    Since 2021-10-14

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

2999 Ross Clark, Dothan, AL 36301 • United States

1125 Ross Clark Cir, Dothan, AL 36301 • United States

3051 Montgomery Hwy, Dothan, AL 36303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Compass Insurance Agency, Inc. Austin TX 06/2013 08/2021
Bbva Securities Inc. Dothan AL 07/2013 08/2021
Bbva Wealth Solutions Inc. Dothan AL 07/2013 08/2021
Compass Bank Birmingham AL 06/2013 08/2021
Pnc Investments Dothan AL 08/2021 10/2021
Wells Fargo Clearing Services, Llc Dothan AL 10/2021 Present
  • 06/2013 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 07/2013 → 08/2021
    Bbva Securities Inc.
    Dothan, AL
  • 07/2013 → 08/2021
    Bbva Wealth Solutions Inc.
    Dothan, AL
  • 06/2013 → 08/2021
    Compass Bank
    Birmingham, AL
  • 08/2021 → 10/2021
    Pnc Investments
    Dothan, AL
  • 10/2021 → Present
    Dothan, AL
Previous Registrations
  • 2013-07-10 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Dothan, AL
  • 2010-07-15 → 2013-06-24
    Bb&T Investment Services, Inc.
    Destin, FL
    Brundidge, AL
    Ozark, AL
    Enterprise, AL
    Troy, AL
    Eufaula, AL
    Charlotte, NC
    Dothan, AL
  • 2008-07-08 → 2010-07-09
    Dothan, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-02
  • S66 Uniform Combined State Law Examination
    2008-07-02

View on SEC IAPD

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