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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-30 |
Branch Locations
515 S Flower St Fl 34, Los Angeles, CA 90071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 07/2008 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. E3 INSURANCE SOLUTIONS INC, PRESIDENT, 215 N. NORTON AVENUE, LOS ANGELES, , CALIFORNIA, 90004, UNITED STATES OF AMERICA, OTHER NAME, START DATE: 10/1/2010, HOURS PER MONTH: 6-20, PRESIDENT AND 100% OWNER; BUSINESS IS RELATED TO OUTSIDE INSURANCE SALES; INSURANCE PRODUCTS SOLD OUTSIDE OF THE NORTHWESTERN MUTUAL NETWORK. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-19 |
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