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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-26
OH RA APPROVED 2008-10-06
CA RA APPROVED 2008-10-03
NJ RA APPROVED 2008-10-03
TX RA APPROVED 2007-03-01
NC RA APPROVED 2004-10-29
  • MI RA
    APPROVED
    Since 2010-01-26
  • OH RA
    APPROVED
    Since 2008-10-06
  • CA RA
    APPROVED
    Since 2008-10-03
  • NJ RA
    APPROVED
    Since 2008-10-03
  • TX RA
    APPROVED
    Since 2007-03-01
  • NC RA
    APPROVED
    Since 2004-10-29

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 08/2003 Present
Previous Registrations
Other Businesses

Javesca Feeds, Charlotte, NC. Javesca Feeds is a registered non-profit organization with a vision of "Everyone is Fed". Board Member (01/2025) - assist in the direction and management of the non-profit. Not compensated, not investment related, 5 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-18
  • S66 Uniform Combined State Law Examination
    2000-05-18
Designations

View on SEC IAPD

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