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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wamu Investments | Houston | TX | 05/2008 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | Present |
Entity Name: Happy Earth Compost Investment related: N "Address: 13601 FM 529 Houston, TX 77041 www.happyearthcompost.com" Nature of the other business: Composting Position/Title/Relationship: Employee/Contractor Start Date: 12/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Door to Door pick up composting business. I would be an investor role only and have zero responsibilities. No connection to JPMC I am aware of.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-30 |
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