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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2021-01-04 |
| TX | RA | APPROVED | 2020-12-16 |
| NC | RA | APPROVED | 2020-12-08 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
500 College Street, Asheville, NC 28801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Asheville | NC | 01/2020 | Present |
| Wells Fargo Bank | Asheville | NC | 01/2010 | 01/2020 |
*408503 - Trust; Investment related -Yes; Palm Coast, Florida; Trustee; 08/2020; During business hours: 0; After business hours: 10; *538997 - POA; Investment related: Yes; Asheville, North Carolina; POA; 04/2021; During business hours: 1; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-08 |
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