Robert John Fiocco

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-08-05

CT RA
APPROVED

Since 2024-08-05

Branch Locations

Westbrook, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	04/2013	Present
Somerset Hills Wealth Management	Basking Ridge	NJ	04/2013	Present

04/2013 → Present

Commonwealth Financial Network

Waltham, MA
04/2013 → Present

Somerset Hills Wealth Management

Basking Ridge, NJ

Previous Registrations

2009-06-01 → 2013-05-02

Morgan Stanley

Morristown, NJ
2008-04-28 → 2009-06-01

Citigroup Global Markets Inc.

New Brunswick, NJ

Other Businesses

Fixed insurance sales, as an Agent, under the name 'Somerset Hills Wealth Management'; 1% time spent during business hours; Conducted at branch; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-21

S66 Uniform Combined State Law Examination

2008-04-21

Designations

Certified Financial Planner

View on SEC IAPD