Kenneth Cangilla

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Forthright Financial Services, Inc
  Castle Rock, CO
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Longmont, CO
• 09/2023 → 03/2024
  Osaic Wealth, Inc.
  Larkspur, CO
• 03/2024 → Present
  Lpl Financial
  Larkspur, CO

Previous Registrations

• 2023-09-01 → 2024-03-27
  Osaic Wealth, Inc.
  Larkspur, CO
• 2010-10-08 → 2023-09-01
  Osaic Services, Inc.
  Larkspur, CO

Other Businesses

1) 02/21/2024 - Kenneth Cangilla - Forthright Financial Services, Inc - Non-Variable Insurance - Selling: fixed annuity, life, health, disability, Crump - CO 80118 - Investment related - 3 Hours per month - Start date: 9/1/2000. 2) 02/21/2024 - FORTHRIGHT FINANCIAL SERVICES, INC. - Business Entity For Tax/Investment Purposes Only - owner - CO 80118 - Non investment related - 5 Hours per month - Start date: 6/1/2023.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-04
• S65 Uniform Investment Adviser Law Examination
  2000-07-21

Other Names

• Ken Cangilla