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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-23
IN RA APPROVED 2016-11-23
IL RA APPROVED 2008-04-18
  • TX RA
    APPROVED_RES
    Since 2022-03-23
  • IN RA
    APPROVED
    Since 2016-11-23
  • IL RA
    APPROVED
    Since 2008-04-18

Branch Locations

190 S Lasalle St, Chicago, IL 60603 • United States

Munster, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Chicago IL 02/2008 Present
Thrivent Financial For Lutherans Appleton WI 03/2008 Present
Other Businesses

THAYER, INC., LOCATED AT 1189 E STATE RD 16, MONON, IN 47959, IS A SUBCHAPTER S CORPORATION IN WHICH I OWN SHARES (MINORITY INTEREST) OF STOCK IN A CLOSELY HELD COMPANY. THE CORPORATION OWNS FARMLAND. THE RELATIONSHIP STARTED ON 9/19/2011. ONE (1) HOURS PER MONTH IS DEVOTED TO THE BUSINESS, NONE DURING TRADING HOURS. I DO NOT REPRESENT THRIVENT IN THIS CAPACITY AND WILL RECUSE MYSELF FROM INVESTMENT DECISIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-17
  • S66 Uniform Combined State Law Examination
    2008-04-17

View on SEC IAPD

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