Lee Wesley Wadkins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 01/2026
  Principal Life Insurance Company
  Tulsa, OK
• 03/2011 → 01/2026
  Principal Securities Inc
  Tulsa, OK
• 04/2014 → 02/2025
  Orvis & Wadkins, Financial Advisors, Llc
  Tulsa, OK
• 02/2025 → 01/2026
  Orvis & Wadkins Financial Services
  Tulsa, OK
• 01/2026 → Present
  Lpl Financial
  Tulsa, OK

Previous Registrations

• 2014-02-10 → 2026-01-09
  Principal Securities, Inc.
  Tulsa, OK
  Jenks, OK
  Sapulpa, OK
  Edmond, OK

Other Businesses

1. 18/2025 - Bontide Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 150 Hrs During Trading. - OBA start date: 01/05/2026 2. 18/2025 - Bontide Wealth - Non-Variable Insurance - Investment related - Tulsa OK 74133 - 160 Hrs/Mth - 150 Hrs During Trading. - OBA start date: 01/01/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-02-07
• S63 Uniform Securities Agent State Law Examination
  2008-05-05

Other Names

• Wes Wadkins
• Lee Wesley Wadkins
• Lee Wesley Wadkins