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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-14 |
| WI | RA | APPROVED | 2018-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Burlington | WI | 06/2016 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | WI | 07/2016 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Waukesha | WI | 03/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waukesha | WI | 02/2018 | Present |
RENTAL PROPERTY, INV RELATED, HARTLAND, WI, 100% OWNERSHIP, START 06/2010, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-15 |
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