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Michael William Patrick Lewis

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Ft Worth TX 09/2013 12/2022
Charles Schwab And Co., Inc. Ft Worth TX 12/2022 Present
  • 09/2013 → 12/2022
    Td Ameritrade
    Ft Worth, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Ft Worth, TX
Previous Registrations
  • 2014-01-07 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2014-01-06 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Omaha, NE
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
Other Businesses

Name of Outside Business:a closer look; Investment Related:No; Address of Outside Business:norcross, GA; Nature of Outside Business:Other; Position:indepenent contract; Start Date:9/9/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: visit locations and review them None|Investment Related:No|4451 Liberty Rd ;Cosby;TN;37722;USA|Real Estate (Non-Agent/Broker)|Property Owner|2022-08-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-03
S63 Uniform Securities Agent State Law Examination 2008-03-29
  • S66 Uniform Combined State Law Examination
    2014-01-03
  • S63 Uniform Securities Agent State Law Examination
    2008-03-29
Other Names
  • Michael W Lewis

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