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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Ft Worth | TX | 09/2013 | 12/2022 |
| Charles Schwab And Co., Inc. | Ft Worth | TX | 12/2022 | Present |
Name of Outside Business:a closer look; Investment Related:No; Address of Outside Business:norcross, GA; Nature of Outside Business:Other; Position:indepenent contract; Start Date:9/9/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: visit locations and review them None|Investment Related:No|4451 Liberty Rd ;Cosby;TN;37722;USA|Real Estate (Non-Agent/Broker)|Property Owner|2022-08-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-29 |
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