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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-04-11 |
| TX | RA | APPROVED_RES | 2022-04-25 |
| MD | RA | APPROVED | 2008-04-24 |
Branch Locations
500 East Pratt Street, Baltimore, MD 21202 • United States
Havre De Grace, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Baltimore | MD | 02/2008 | Present |
PROPRIETOR OF SUSQUEHANNA FARMS, 1827 GLENVILLE ROAD, HAVRE DE GRACE, MARYLAND 21078/ ALPACA BREEDING / START DATE 01/01/2004 / 0 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-23 |
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