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Humberto De Luigi

Ubs Financial Services Inc.

Baltimore, MD

Havre De Grace, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-04-11
TX RA APPROVED_RES 2022-04-25
MD RA APPROVED 2008-04-24
  • VA RA
    APPROVED
    Since 2024-04-11
  • TX RA
    APPROVED_RES
    Since 2022-04-25
  • MD RA
    APPROVED
    Since 2008-04-24

Branch Locations

500 East Pratt Street, Baltimore, MD 21202 • United States

Havre De Grace, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Baltimore MD 02/2008 Present
Other Businesses

PROPRIETOR OF SUSQUEHANNA FARMS, 1827 GLENVILLE ROAD, HAVRE DE GRACE, MARYLAND 21078/ ALPACA BREEDING / START DATE 01/01/2004 / 0 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-23
  • S66 Uniform Combined State Law Examination
    2008-04-23

View on SEC IAPD

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