David Brawley

Current Employers

Employment History

• 06/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI

Previous Registrations

• 2011-07-20 → 2013-01-17
  Mariner
  Overland Park,, KS
• 2011-05-26 → 2012-10-03
  New England Securities
  Wellesley, MA
  Wellesley, MA
• 2008-11-12 → 2010-11-19
  Wells Fargo Clearing Services, Llc
  Boston, MA
  Boston, MA

Other Businesses

I*105009 For profit or not for profit: Non-Profit Organization Name of outside business organization: Knights of Columbus Council #330 Investment related: N Address of business: North Attleboro, Massachusetts 2760 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 5/10/2017 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serve as the Grand Knight of this council. Duties will include, chief administrator of the council, recruiting new members, oversee financial secretary, treasurer and other non-financial officers and represent the council to local parishes/community. I*: 421674 Entity Type: For Profit Name of OBA: RSIG Security Address: Framingham Massachusetts Investment Related: No Position, Title, Association: Employee Start Date: 2/28/2013 No Hours: 30 hrs Mthly No Hours during trading: 0 Duties: Part-Time security work I*1942291 Entity Type: For Profit Name of OBA: Customer Focused Security Group Address: Seekonk Massachusetts Investment Related: No Position, Title, Association: Employee Start Date:09/15/2024 No Hours: Monthly No Hours during trading:0 Duties: Occasional security work similar to approved RSIG. Part-time security officer for events (i.e. concerts, road race, private party).

Exams

• S66 Uniform Combined State Law Examination
  2008-04-25

Other Names

• David A Brawley