Steven Joseph Vander Velde

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-08-11

TX RA
APPROVED

Since 2017-08-11

Branch Locations

Frisco, TX • United States

777 International Parkway - #180, Flower Mound, TX 75022 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	02/2011	04/2018
Lawing Financial Inc	Bedford	TX	02/2011	10/2017
Prime Capital Investment Advisors, Llc	Overland Park	KS	08/2017	Present
Private Client Services	Frisco	TX	04/2018	Present

02/2011 → 04/2018

Cambridge Investment Research, Inc.

Fairfield, IA
02/2011 → 10/2017

Lawing Financial Inc

Bedford, TX
08/2017 → Present

Prime Capital Investment Advisors, Llc

Overland Park, KS
04/2018 → Present

Private Client Services

Frisco, TX

Previous Registrations

2011-02-16 → 2017-10-13

Lawing Financial Inc

Bedford, TX

Overland Park, KS

Overland Park, KS

Dallas, TX
2008-08-04 → 2011-02-17

Equitable Advisors, Llc

Fort Worth, TX

Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS, LLC. 6201 COLLEGE BLVD. SUITE 150, OVERLAND PARK, KS 66211. SALE & SERVICE OF FEE BASES ASSET MANAGEMENT. 120 HOURS/MO; 100 DURING TRADING HOURS. 2) VANDERVELDE FINANCIAL, INC. 3900 PGA Pkwy, #1149 Frisco, TX. 75033. PRESIDENT. 5 HOURS/MO; 0 DURING TRADING HOURS. 3) FIRST BAPTIST CHURCH THE COLONY. 4800 S. COLONY BLVD, THE COLONY, TX 75056. ASSISTANT CLASS FACILITATOR. 0 HOURS/MO; 0 DURING TRADING HOURS. 4) INSURANCE AGENT - PREVAIL INNOVATIVE WEALTH STRATEGIES. 10700 NALL, OVERLAND PARK, KS 66211. SALE OF INSURANCE PRODUCTS. AGENT: SALE AND SERVICE OF INSURANCE PRODUCTS TO CLIENTS. 2 HOURS/MO; 0 DURING TRADING HOURS. 5) PCRM, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66210. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS THROUGH IMO (QUANTRUM) AGENT. 5 HRS/MO; 5 DURING TRADING HRS. 6) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 7) PRECIENT 1022 CHAIR. COP PRECINCT CHAIR. AS PRECINT CHAIR MY RESPONSIBILITY WILL BE TO ENGAGE THE COMMUNITY AND GET PEOPLE OUT TO VOTE. 5 HRS/MO; 0 DURING TRADING HRS. NOT INVESTMENT RELATED.