Joseph L Turner

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-03-22
FL	RA	APPROVED	2012-12-21

TX RA
APPROVED

Since 2013-03-22
FL RA
APPROVED

Since 2012-12-21

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lake Mary	FL	10/2012	Present
Bank Of America, N.A.	Lake Mary	FL	11/2025	Present

10/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Mary, FL
11/2025 → Present

Bank Of America, N.A.

Lake Mary, FL

Other Businesses

I*921268 For profit or not for profit: Name of outside business organization: Reformation Orthodox Presbyterian Church Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , My role would be to help the church keep track of tithes and offerings as well as helping them keep track of their budget. This role is administrative in nature as I won't have any decision making authority in any of the areas and would not have access to direct funds.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-16
S63	Uniform Securities Agent State Law Examination	2008-04-10

S66 Uniform Combined State Law Examination

2012-11-16
S63 Uniform Securities Agent State Law Examination

2008-04-10

Other Names

Joseph L Turner
Luke Turner
Joseph Lucas Turner

View on SEC IAPD