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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-06
SC RA APPROVED 2008-04-25
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • SC RA
    APPROVED
    Since 2008-04-25

Branch Locations

Taylors, SC • United States

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greenville SC 02/2008 Present
Other Businesses

1) CFA INSTITUTE / 915 EAST HIGH STREET CHARLOTTESVILLE,VA 22902 / EXAM GRADER/ 46022 NON PROFIT / USD / NO / NO / / START DATE 6/27/2015 /// 2) SC CFA Society / 1201 Main Street, Suite 1910 Columbia, SC 29201 / Officer / / Membership Chair / Start Date 7/1/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-23
  • S66 Uniform Combined State Law Examination
    2008-04-23
Designations

View on SEC IAPD

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