Daniel Paul Fetterolf

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-02-06
SC	RA	APPROVED	2008-04-25

TX RA
APPROVED_RES

Since 2013-02-06
SC RA
APPROVED

Since 2008-04-25

Branch Locations

Taylors, SC • United States

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Greenville	SC	02/2008	Present

02/2008 → Present

Ubs Financial Services Inc.

Greenville, SC

Other Businesses

1) CFA INSTITUTE / 915 EAST HIGH STREET CHARLOTTESVILLE,VA 22902 / EXAM GRADER/ 46022 NON PROFIT / USD / NO / NO / / START DATE 6/27/2015 /// 2) SC CFA Society / 1201 Main Street, Suite 1910 Columbia, SC 29201 / Officer / / Membership Chair / Start Date 7/1/2015

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-23

S66 Uniform Combined State Law Examination

2008-04-23

Designations

Certified Financial Planner
Chartered Financial Analyst

View on SEC IAPD