Domenic A Maitino

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-04-13

MA RA
APPROVED

Since 2021-04-13

Branch Locations

Stoneham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Charlestown	MA	09/2015	12/2020
Lpl Financial, Llc	Stoneham	MA	03/2021	Present

09/2015 → 12/2020

Ameriprise Financial Services, Inc.

Charlestown, MA
03/2021 → Present

Lpl Financial, Llc

Stoneham, MA

Previous Registrations

2015-09-04 → 2019-12-31

Ameriprise Financial Services, Llc

Middleton, MA
2008-11-14 → 2015-09-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

Other Businesses

1. 3/22/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/04/2021 - 4 Hours Per Month/1 Hour During Securities Trading - Time Spent 2% - Selling Life & Health, LTC, disability, annuity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-30

S66 Uniform Combined State Law Examination

2008-07-30

Other Names

Domenic Maitino
Domenic Anthony Maitino
Domenic A Maitino

View on SEC IAPD