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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-05 |
Branch Locations
Cwm Retail, Sales 5 Marine View Plaza, Hoboken, NJ 07030 • United States
Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States
Cwm Retail, Sales 424 5Th Ave, Brooklyn, NY 11215 • United States
Citi Wealth Management, Sales 2071 Lemoine Avenue, Ste 1, Fort Lee, NJ 07024 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 09/2006 | 01/2022 |
| Santander Securities, Llc | Dorchester | MA | 09/2012 | 01/2022 |
| Citigroup | Brooklyn | NY | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-04 |
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