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Rick M Haro

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-07-20
CA RA APPROVED 2008-07-23
  • TX RA
    APPROVED
    Since 2009-07-20
  • CA RA
    APPROVED
    Since 2008-07-23

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Menlo Park CA 06/2008 Present
  • 06/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Menlo Park, CA
Previous Registrations
  • 2008-04-14 → 2008-07-07
    Wells Fargo Investments, Llc
    Dublin, CA
    Pleasanton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-11
  • S66 Uniform Combined State Law Examination
    2008-04-11
Other Names
  • Ricardo Miguel Haro
  • Richardo M Haro
  • Ricardo M Haro

View on SEC IAPD

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STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
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