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Salvatore Azzolino

J.P. Morgan Securities LLC

San Francisco, CA

CRD 5492940

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-02
TX RA APPROVED 2019-08-02
  • CA RA
    APPROVED
    Since 2019-08-02
  • TX RA
    APPROVED
    Since 2019-08-02

Branch Locations

111 Pine St, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Berkeley CA 08/2013 07/2019
Charles Schwab Bank Berkeley CA 08/2013 07/2019
Jp Morgan Securities, Llc Burlingame CA 07/2019 Present
Jp Morgan Chase Bank, N.A. Burlingame CA 07/2019 Present
Previous Registrations
  • 2013-08-28 → 2019-08-09
    Charles Schwab & Co., Inc.
    Berkeley, CA
    San Francisco, CA
    San Francisco, CA
  • 2011-01-03 → 2013-08-06
    Wells Fargo Clearing Services, Llc
    Berkeley, CA
    Oakland, CA
    Walnut Creek, CA
    Walnut Creek, CA
  • 2008-04-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Emeryville, CA
    Berkeley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-19
  • S66 Uniform Combined State Law Examination
    2008-04-19

View on SEC IAPD

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