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Stephen Chad Estep

Corient

Miami, FL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-11
  • FL RA
    APPROVED
    Since 2024-07-11

Branch Locations

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc New York NY 02/2016 10/2018
E*Trade Securities Llc New York NY 10/2018 12/2019
E*Trade Securities Llc Jersey City NJ 12/2019 02/2020
E*Trade Securities Llc Jersey City NJ 02/2020 05/2021
E*Trade Securities Llc Purchase NY 05/2021 05/2023
E*Trade Capital Management Llc Purchase NY 05/2021 05/2023
Morgan Stanley Services Group Inc. Purchase NY 01/2022 05/2023
Corient Miami FL 07/2023 Present
Corient Services Llc Miami FL 07/2023 Present
  • 02/2016 → 10/2018
    E*Trade Securities Llc
    New York, NY
  • 10/2018 → 12/2019
    E*Trade Securities Llc
    New York, NY
  • 12/2019 → 02/2020
    E*Trade Securities Llc
    Jersey City, NJ
  • 02/2020 → 05/2021
    E*Trade Securities Llc
    Jersey City, NJ
  • 05/2021 → 05/2023
    E*Trade Securities Llc
    Purchase, NY
  • 05/2021 → 05/2023
    E*Trade Capital Management Llc
    Purchase, NY
  • 01/2022 → 05/2023
    Morgan Stanley Services Group Inc.
    Purchase, NY
  • 07/2023 → Present
    Corient
    Miami, FL
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-09
S63 Uniform Securities Agent State Law Examination 2001-03-09
  • S65 Uniform Investment Adviser Law Examination
    2008-06-09
  • S63 Uniform Securities Agent State Law Examination
    2001-03-09

View on SEC IAPD

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