Shawn Plunkett

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-21
TX	RA	APPROVED	2026-08-21

CA RA
APPROVED

Since 2026-08-21
TX RA
APPROVED

Since 2026-08-21

Branch Locations

1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Ripon	CA	05/2017	01/2018
World Financial Group, Inc.	Ripon	CA	03/2017	01/2018
Solarcity	San Mateo	CA	10/2016	01/2018
Unemployed	Roseville	CA	05/2015	10/2016
Edward Jones	St Louis	MO	01/2018	08/2026
Ameriprise Financial Services, Llc	Roseville	CA	08/2026	Present

05/2017 → 01/2018

Transamerica Financial Advisors, Inc

Ripon, CA
03/2017 → 01/2018

World Financial Group, Inc.

Ripon, CA
10/2016 → 01/2018

Solarcity

San Mateo, CA
05/2015 → 10/2016

Unemployed

Roseville, CA
01/2018 → 08/2026

Edward Jones

St Louis, MO
08/2026 → Present

Ameriprise Financial Services, Llc

Roseville, CA

Previous Registrations

2018-01-26 → 2026-08-25

Edward Jones

Granite Bay, CA

Roseville, CA
2017-05-09 → 2018-01-29

Transamerica Financial Advisors, Llc

Ripon, CA
2014-01-02 → 2015-05-20

Principal Securities, Inc.

Roseville, CA
2010-10-01 → 2012-05-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA
2008-04-28 → 2010-09-13

Wells Fargo Clearing Services, Llc

Roseville, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-25

S66 Uniform Combined State Law Examination

2008-04-25

Other Names

Shawn Steven Plunkett
Shawn Plunkett

View on SEC IAPD

Other Firms

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DCA MANAGEMENT COMPANY, INC.

MUTUAL ADVISORS, LLC

COMMONWEALTH FINANCIAL NETWORK

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

MERCER GLOBAL ADVISORS INC.

NORTHROCK PARTNERS, LLC

Other Investors

KHOLT T. MULDERRIG

Christopher Bruce Stephenson

Kristofer Louis Jones

DANIEL HAVEN FULLER

Zachary Ward Scholfield

JULIA RAMONA SHILES

EDWARD JOSEPH BUNTING

BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA

DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA

MUTUAL ADVISORS, LLC · Roseville, CA

DCA FAMILY OFFICE, LLC · Roseville, CA

COMMONWEALTH FINANCIAL NETWORK · Roseville, CA

EDWARD JONES · ROSEVILLE, CA

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA

MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

More in Roseville, CA

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