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Jullien Fernandez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

New York, NY

Clark, NJ

CRD 5492692

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2020-12-22
TX RA APPROVED_RES 2019-02-22
CT RA APPROVED 2019-02-05
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2020-12-22
  • TX RA
    APPROVED_RES
    Since 2019-02-22
  • CT RA
    APPROVED
    Since 2019-02-05

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

75 Rockefeller Plz, New York, NY 10019 • United States

Clark, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 07/2014 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-01
  • S66 Uniform Combined State Law Examination
    2008-07-01
Other Names
  • Jullien Isaac Fernandez
  • Jullien Fernandez
  • Jullien I Fernandez

View on SEC IAPD

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