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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-20 |
| NJ | RA | APPROVED | 2025-06-11 |
| WA | RA | APPROVED | 2025-04-29 |
| SC | RA | APPROVED | 2025-04-28 |
| PA | RA | APPROVED | 2024-04-22 |
| CT | RA | APPROVED | 2024-04-02 |
| NY | RA | APPROVED | 2024-03-25 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Slate Hill, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Rye Brook | NY | 02/2010 | Present |
| Park Avenue Securities | Rye Brook | NY | 02/2024 | Present |
| Guardian Life Insurance Company | Slate Hill | NY | 06/2024 | Present |
| Park Avenue Securities | Slate Hill | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-07 |
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