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Current Employers
Sgl Investment Advisors, Inc.

283 W. Front Street Suite 302, Missoula, MT 59802-4328 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-18
MT RA APPROVED 2011-02-07
  • TX RA
    APPROVED_RES
    Since 2022-01-18
  • MT RA
    APPROVED
    Since 2011-02-07

Branch Locations

283 W. Front Street Suite 302, Missoula, MT 59802-4328 • United States

S.G. Long & Company

283 W. Front Street Suite 302, Missoula, MT 59802 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2018-01-17
  • MT RA
    APPROVED
    Since 2018-01-17

Branch Locations

283 W Front Street Suite 302, Missoula, MT 59802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sg Long & Company Missoula MT 05/2008 Present
Other Businesses

SGL Investment Advisors - Investment-related (firm affiliate) - 283 West Front St., Ste. 302, Missoula, MT, 59802 - SEC Registered Investment Adviser - Director of Fixed Income and Financial Advisor - 05/2008 - approximately 150 hours per month during trading hours. Pennici Brothers LLC; not investment related; home address; Collectibles (Baseball Cards); Owner; start date 5/30/2024; variable hours- none during trading hours; buy/sell collectible items

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14

View on SEC IAPD

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