Eric Andrew Barnes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2015 → Present
  Vantage Financial Group, Inc.
  Brighton, MI
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-01-15 → 2020-07-22
  Vantage Financial Group, Inc.
  Brighton, MI
  Cleveland, OH
  Pinckney, MI

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2013 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES (2) NAME OF OTHER BUSINESS: DBA VANTAGE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 9/2013 POSITION/TITLE/RELATIONSHIP: SALES BRANCH MANAGER APX NUMBER OF HOURS PER WEEK: 47.5 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 PROVIDES INVESTMENTS TO CLIENTS, OVERSIGHT OF ADMIN FUNCTIONS;

Exams

• S66 Uniform Combined State Law Examination
  2013-07-01
• S63 Uniform Securities Agent State Law Examination
  2008-04-03