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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 01/2010 | 06/2019 |
| Bank Of America, Na | Dallas | TX | 06/2010 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 06/2019 | Present |
PROFESSIONAL LICENSE, INVT RELATED, OKLAHOMA CITY, OK, INACTIVE REAL ESTATE LICENSE, START DATE 1/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-15 |
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