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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Boston | MA | 09/2016 | 08/2021 |
| James N Pettorelli | Boston | MA | 09/2021 | 11/2021 |
| Douglas J Di Cerbo | Boston | MA | 09/2021 | 11/2021 |
| Stifel Nicolaus Company Inc | Boston | MA | 08/2016 | 08/2021 |
| Douglas Di Cerbo | Boston | MA | 11/2021 | Present |
| James Pettorelli | Boston | MA | 11/2021 | Present |
| Northwestern Mutual Investment Services Llc | Boston | MA | 11/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2023 | Present |
1. REAL ESTATE LICENSE, 156 BABCOCK ST, QUINCY, , MASSACHUSETTS, 02169, UNITED STATES OF AMERICA, REAL ESTATE LICENSE ONLY, START DATE: 9/6/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOLDING REAL ESTATE LICENSE, NON-INVESTMENT RELATED. 2. 50% OWNER, 4 LINDERHOF A BUILDING LANE, 4 LINDERHOF A BUILDING LANE, BARTLETT, , NEW HAMPSHIRE, 03812, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/21/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-15 |
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