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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-28 |
| TX | RA | APPROVED | 2023-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tampa | FL | 01/2013 | Present |
| Jpmorgan Chase Bank, N.A. | Tampa | FL | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-21 |
| S66 | Uniform Combined State Law Examination | 2011-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-15 |
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