Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2016-03-03
  • TX RA
    APPROVED
    Since 2023-01-23
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2016-03-03

Branch Locations

800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States

Morris Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rye Brook NY 02/2016 03/2020
Ameriprise Financial Services, Llc Rye Brook NY 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; CareConnect; 04/21/2017; . Business Ownership; AKB24; Owner; Manage Ameriprise Business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / LLB92; Co-owner; Manage Ameriprise Business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 07/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours / LLB23; Co-owner; Manage Ameriprise Business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 07/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Saint Nicholas, Constantine and Helen Church Greek School PTO; Treasurer; 80 Laurel Ave, , Roseland, NJ, 07068; Not Investment-Related; 02/16/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LLB23; Co-owner; Manage advisory business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / LLB92; Co-owner; Manage advisory business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / AKB24; Owner; Manage advisory business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-02
S63 Uniform Securities Agent State Law Examination 2011-10-28
  • S66 Uniform Combined State Law Examination
    2013-07-02
  • S63 Uniform Securities Agent State Law Examination
    2011-10-28
Other Names
  • Michalis Batas
  • Michael Batas

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rye Brook, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor