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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-23 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2016-03-03 |
Branch Locations
800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States
Morris Plains, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rye Brook | NY | 02/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 03/2020 | Present |
Independent Insurance Brokering; CareConnect; 04/21/2017; . Business Ownership; AKB24; Owner; Manage Ameriprise Business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / LLB92; Co-owner; Manage Ameriprise Business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 07/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours / LLB23; Co-owner; Manage Ameriprise Business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 07/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Saint Nicholas, Constantine and Helen Church Greek School PTO; Treasurer; 80 Laurel Ave, , Roseland, NJ, 07068; Not Investment-Related; 02/16/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LLB23; Co-owner; Manage advisory business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / LLB92; Co-owner; Manage advisory business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / AKB24; Owner; Manage advisory business; 800 westchester ave, Suite s-508, Rye brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-28 |
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