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5177 Utica Ridge Road, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-02-01 |
| IA | RA | APPROVED | 2016-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quad Cities Investment Group, Llc | Davenport | IA | 02/2016 | Present |
Hammond Henry Hospital Foundation Annual Support Committee 600 N College Ave, Geneseo, IL 61254 Member since 11/2018 1 hr/mos Geneseo is For Tomorrow (GIFT) Foundation 117 S Oakwood Ave., Geneseo, IL 61254 Board Member since 11/2018 .5 hr/ mos Geneseo Chamber of Commerce 117 S Oakwood Ave., Geneseo, IL 61254 Member of Board of Directors, Chairman of Planes, Trains, and Automobiles Festival, Chairman of Annual Raffle Committee, Member of Finance Committee since 11/2018 10hrs / mos
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-09 |
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