Best Investors
Account
Sign in
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-10-20 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Basking Ridge | NJ | 01/2013 | 07/2017 |
| Affinity Fcu | Basking Ridge | NJ | 12/2001 | 07/2017 |
| Idb Capital Corp. | New York | NY | 03/2018 | 03/2018 |
| Unemployed | North Haledon | NJ | 07/2017 | 03/2018 |
| Idb Capital Corp. | New York | NY | 03/2018 | 04/2019 |
| First Allied Securities Inc | San Diego | CA | 06/2019 | 07/2019 |
| Royal Alliance | Jersey City | NJ | 08/2019 | 08/2020 |
| Seia Llc | Fair Lawn | NJ | 08/2020 | Present |
| Royal Alliance Associates, Inc. | Fair Lawn | NJ | 08/2020 | 08/2023 |
| Ses Llc | Fair Lawn | NJ | 08/2023 | Present |
SEIA LLC POSITION: Director of Compliance, NATURE: IRIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/17/2020 ADDRESS: 11-05 Bellair Avenue, Fair Lawn, NJ 07410, United States DESCRIPTION: RIA sales & service supervision 2. THE LORNA NOONAN IRREVOCABLE TRUST POSITION: Trustee NATURE: I am a trustee on the Above named Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/03/2008 ADDRESS: 23 Springbrook Ave, North Haledon NJ 07508, United States DESCRIPTION: I am a co-trustee on my mother's irrevocable trust. Activities may include bill paying, and administrative duties. There is a securities account associated with this trust that is also disclosed and monitored by Royal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-03 |
Reach out to this advisor