Damon Jeffrey Varady

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-10-20

NJ RA
APPROVED

Since 2020-10-20

Branch Locations

Fair Lawn, NJ • United States

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corp.	Basking Ridge	NJ	01/2013	07/2017
Affinity Fcu	Basking Ridge	NJ	12/2001	07/2017
Idb Capital Corp.	New York	NY	03/2018	03/2018
Unemployed	North Haledon	NJ	07/2017	03/2018
Idb Capital Corp.	New York	NY	03/2018	04/2019
First Allied Securities Inc	San Diego	CA	06/2019	07/2019
Royal Alliance	Jersey City	NJ	08/2019	08/2020
Seia Llc	Fair Lawn	NJ	08/2020	Present
Royal Alliance Associates, Inc.	Fair Lawn	NJ	08/2020	08/2023
Ses Llc	Fair Lawn	NJ	08/2023	Present

01/2013 → 07/2017

Invest Financial Corp.

Basking Ridge, NJ
12/2001 → 07/2017

Affinity Fcu

Basking Ridge, NJ
03/2018 → 03/2018

Idb Capital Corp.

New York, NY
07/2017 → 03/2018

Unemployed

North Haledon, NJ
03/2018 → 04/2019

Idb Capital Corp.

New York, NY
06/2019 → 07/2019

First Allied Securities Inc

San Diego, CA
08/2019 → 08/2020

Royal Alliance

Jersey City, NJ
08/2020 → Present

Seia Llc

Fair Lawn, NJ
08/2020 → 08/2023

Royal Alliance Associates, Inc.

Fair Lawn, NJ
08/2023 → Present

Ses Llc

Fair Lawn, NJ

Previous Registrations

2020-08-14 → 2020-10-16

Osaic Wealth, Inc.

Fair Lawn, NJ

Los Angeles, CA
2019-08-05 → 2020-08-04

Osaic Wealth, Inc.

Scottsdale, AZ
2019-06-10 → 2019-07-25

First Allied Advisory Services, Inc.

Faifield, NJ
2014-08-18 → 2017-07-25

Invest Financial Corporation

Basking Ridge, NJ

Appleton, WI

Other Businesses

SEIA LLC POSITION: Director of Compliance, NATURE: IRIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/17/2020 ADDRESS: 11-05 Bellair Avenue, Fair Lawn, NJ 07410, United States DESCRIPTION: RIA sales & service supervision 2. THE LORNA NOONAN IRREVOCABLE TRUST POSITION: Trustee NATURE: I am a trustee on the Above named Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/03/2008 ADDRESS: 23 Springbrook Ave, North Haledon NJ 07508, United States DESCRIPTION: I am a co-trustee on my mother's irrevocable trust. Activities may include bill paying, and administrative duties. There is a securities account associated with this trust that is also disclosed and monitored by Royal.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-12
S63	Uniform Securities Agent State Law Examination	2000-10-03

S66 Uniform Combined State Law Examination

2014-08-12
S63 Uniform Securities Agent State Law Examination

2000-10-03

View on SEC IAPD