Kenneth Allen Reese

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 09/2023
  Concourse Financial Group Securities Inc
  Dawsonville, GA
• 08/2003 → 05/2017
  Lumpkin County Schools
  Dahlonega, GA
• 05/2013 → Present
  Dave Ramsey Smartvestor
  Dawsonville, GA
• 04/2008 → Present
  (Dba) Keyston Investment Resources
  Dawsonville, GA
• 09/2023 → Present
  Lpl Financial Llc
  Dawsonville, GA

Previous Registrations

• 2008-10-01 → 2023-09-29
  Concourse Financial Group Securities, Inc.
  Dawsonville, GA
  Milledgeville, GA

Other Businesses

1) 08/11/2023 - KEYSTONE INVESTMENT RESOURCES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/11/2023 - Kenneth Reese - Real Estate Rental - owner - GA 30534 - Investment related - 4 Hours per month - Start date: 1/1/2023. 3) 08/11/2023 - Kenneth Reese - Non-Variable Insurance - Selling: Disability, Long Term Care, Term Life, Whole Life, Variable Universal Life, Universal Life, variable life insurance - GA 30534 - Investment related - 20 Hours per month - Start date: 2/1/2008.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-27
• S63 Uniform Securities Agent State Law Examination
  2008-04-12