Bethany Ruth Essendrop

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-05-15

CO RA
APPROVED

Since 2024-05-15

Branch Locations

503 N. Main St, Suite 546 , Pueblo, CO 81003 • United States

Fountain, CO • United States

1980 Dominion Way Suite 101, Colorado Springs, CO 80918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	St Cloud	MN	03/2013	Present
Ark Business Services	Fountain	CO	01/2019	12/2021
Purpose Planning	Colorado Springs	CO	01/2018	Present
Cetera Investment Advisers Llc	Schaumburg	IL	05/2024	Present
Spencer Financial	Liberty	MO	06/2024	Present
Purpose Planning	Colorado Springs	CO	06/2024	Present

03/2013 → Present

Cetera Advisors Llc

St Cloud, MN
01/2019 → 12/2021

Ark Business Services

Fountain, CO
01/2018 → Present

Purpose Planning

Colorado Springs, CO
05/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
06/2024 → Present

Spencer Financial

Liberty, MO
06/2024 → Present

Purpose Planning

Colorado Springs, CO

Other Businesses

1. NAME OF OTHER BUSINESS: PURPOSE PLANNING; INVESTMENT RELATED: YES; ADDRESS: 1465 KELLY JOHNSON BLVD, COLORADO SPRINGS, CO 80920; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: MARKETING COORDINATOR; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: COORDINATING EVENTS, COMMUNICATION AND MARKETING; 2. NAME OF OTHER BUSINESS: SPENCER FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: 1135 WEST KANSAS ST, LIBERTY, MO 64068, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: PURPOSE PLANNING, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: MONT WEALTH, INVESTMENT RELATED: YES, ADDRESS: 1755 TELSTAR DR, STE 300 COLORADO SPRINGS, CO 80920, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-30
S63	Uniform Securities Agent State Law Examination	2009-01-30

S66 Uniform Combined State Law Examination

2024-04-30
S63 Uniform Securities Agent State Law Examination

2009-01-30

Other Names

Bethany R Noel
Bethany Ruth Noel

View on SEC IAPD