Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-09
CA RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2025-09-09
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

800 Pacific St, Placerville, CA 95667 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2001-08-17 → 2008-08-13
    Pension Planners Securities, Inc.
    Sacramento, CA
    Placerville, CA
    Sacramento, CA
Other Businesses

1) ATWOOD INSURANCE - ISU INSURANCE SERVICES, 800 PACIFIC STREET, ERICKSON FINANCIAL PLANNING. FIXED INSURANCE - LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2) NAME OF OTHER BUSINESS: AMERICAN RIVER WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-23
S63 Uniform Securities Agent State Law Examination 2000-04-10
  • S65 Uniform Investment Adviser Law Examination
    2001-07-23
  • S63 Uniform Securities Agent State Law Examination
    2000-04-10
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Placerville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor