Best Investors Account Sign in

Paul Wallace Good

Cetera Investment Advisers LLC

Hollidaysburg, PA

CRD 5491507

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-02-11
  • PA RA
    APPROVED
    Since 2014-02-11

Branch Locations

224 Allegheny Street, Hollidaysburg, PA 16648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Pa Hollidaysburg PA 04/2008 Present
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisers Llc Hollidaysburg PA 02/2014 Present
  • 04/2008 → Present
    First National Bank Of Pa
    Hollidaysburg, PA
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2014 → Present
    Hollidaysburg, PA
Previous Registrations
  • 2009-01-20 → 2014-02-12
    Williamsburg, PA
    Duncansville, PA
    Altoona, PA
    Altoona, PA
    Martinsburg, PA
    Roaring Spring, PA
    Tyrone, PA
    Altoona, PA
    Hollidaysburg, PA
    Fort Mill, SC
    Hollidaysburg, PA
    Hollidaysburg, PA
    Williamsburg, PA
  • 2008-07-02 → 2009-01-26
    Cetera Investment Services Llc
    Holidaysburg, PA
Other Businesses

1.) RECEIVES COMPENSATION FOR REFERRALS TO FIRST NATIONAL BANK TRUST DEPARTMENT 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-30
S63 Uniform Securities Agent State Law Examination 2007-07-17
  • S66 Uniform Combined State Law Examination
    2008-06-30
  • S63 Uniform Securities Agent State Law Examination
    2007-07-17

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Hollidaysburg, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor