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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-06-16 |
| AK | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| LA | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
7401 W Grandridge Blvd Ste 202, Kennewick, WA 99336 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Kennewick | WA | 02/2008 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Pasco | WA | 04/2008 | 07/2021 |
| Tri-City Sports Officials Assoc Inc | Richland | WA | 09/2010 | Present |
| Western States Officials Assoc | Spokane | WA | 09/2010 | 07/2021 |
| Tri-City Water Follies | Kennewick | WA | 08/2008 | Present |
| Orchards Homeowners Association | Kennewick | WA | 06/2009 | 08/2018 |
| Craig Marcum, Llc | Richland | WA | 05/2013 | 07/2021 |
| Northwest Official's Group | Seattle | WA | 09/2014 | Present |
| Pacific Northwest Officials Group | Ferndale | WA | 09/2014 | Present |
| Bni Power Network | Kennewick | WA | 10/2015 | 10/2019 |
| Johnston Marcum Llc | East Wenatchee | WA | 06/2015 | 12/2019 |
| Richard Bartlett | East Wenatchee | WA | 01/2020 | 07/2021 |
| Recc Llc | Kennewick | WA | 01/2020 | 07/2021 |
| Lpl Financial, Llc | Kennewick | WA | 07/2021 | Present |
1. 10/18/2021 - Crump and Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/22/2021 - 1 Hour Per Month During Securities Trading. 2. 11/5/2021 - Pivot Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2021 - 160 Hours Per Month. 3. 11/5/2021 - Pacific Northwest Officials Group - Not Investment Related - 6183 Lincoln Drive, Ferndale , WA, 98248 - Outside/W-2 Employment - Started 2015 - 6 Hours Per Month - Officiate college basketball games, compensated via 1099 on a per-game-fee basis. 4. 11/5/2021 - Northwest Official's Group - Not Investment Related - 3213 49th Ave SW, Seattle , WA, 98116 - Outside/W-2 Employment - Started 2015 - 6 Hours Per Month - Officiate college basketball games, compensated via 1099 on a per-game-fee basis. 5. 11/5/2021 - Tri-City Sports Officials Association Inc - Not Investment Related - 1407 Sunset, Richland , WA, 99354 - Outside/W-2 Employment - Started 2008 - 5 Hours Per Month - Referee boys varsity high school basketball. 6. 11/5/2021 - RECC LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 2020. 7. 12/6/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Notary Public licensing/designation - Start Date - 10/01/2021 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-29 |
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