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Lauren Williams

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2017-03-29
IL RA APPROVED 2017-03-22
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2017-03-29
  • IL RA
    APPROVED
    Since 2017-03-22

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optionshouse / Etrade Chicago IL 11/2014 02/2017
Jp Morgan Securities, Llc Chicago IL 02/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
S63 Uniform Securities Agent State Law Examination 2000-06-08
  • S66 Uniform Combined State Law Examination
    2017-03-16
  • S63 Uniform Securities Agent State Law Examination
    2000-06-08
Other Names
  • Lauren Ruth Williams
  • Lauren Ruth Williams-Rojugboka
  • Lauren Ruth Williams-Rojugbokan

View on SEC IAPD

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