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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-23
  • MI RA
    APPROVED
    Since 2010-06-23

Branch Locations

1204 South Us 27, St. Johns, MI 48879 • United States

2501 Coolidge Rd, East Lansing, MI 48823 • United States

3390 Tittabawassee Road, Saginaw, MI 48604 • United States

321 S. Saginaw Road, Midland, MI 48640 • United States

3870 State Road, Bay City, MI 48706 • United States

1114 N. Mission Street, Mt. Pleasant, MI 48858 • United States

13007 South Us27, Dewitt, MI 48820 • United States

900 Charlevoix Drive, Grand Ledge, MI 48837 • United States

5117 West Saginaw Highway, Lansing, MI 48917 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third St. Johns MI 04/2010 Present
Fifth Third Securitites St. Johns MI 05/2010 Present
  • 04/2010 → Present
    Fifth Third
    St. Johns, MI
  • 05/2010 → Present
    Fifth Third Securitites
    St. Johns, MI
Previous Registrations
  • 2009-05-29 → 2010-05-07
    Signator Investors, Inc.
    Grand Rapids, MI
Other Businesses

rental property (2) - Stickney Point Dr., Sarasota, FL - owner/landlord - 2 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-09
  • S66 Uniform Combined State Law Examination
    2008-04-09

View on SEC IAPD

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