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Reginald Christopher Chandler

Transamerica Financial Advisors, LLC

Lawrenceville, GA

CRD 3094588

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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-01-09
NJ RA APPROVED 2020-07-28
GA RA APPROVED 2019-10-01
  • IA RA
    APPROVED
    Since 2025-01-09
  • NJ RA
    APPROVED
    Since 2020-07-28
  • GA RA
    APPROVED
    Since 2019-10-01

Branch Locations

Lawrenceville, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Lawrenceville GA 06/2012 Present
Transamerica Financial Advisors, Inc Lawrenceville GA 08/2016 Present
  • 06/2012 → Present
    Wfgia
    Lawrenceville, GA
  • 08/2016 → Present
    Transamerica Financial Advisors, Inc
    Lawrenceville, GA
Other Businesses

As employee of Transamerica Financial Advisors, may perform home office functions for other business units

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-16
S63 Uniform Securities Agent State Law Examination 2004-09-03
  • S66 Uniform Combined State Law Examination
    2019-09-16
  • S63 Uniform Securities Agent State Law Examination
    2004-09-03

View on SEC IAPD

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