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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-09 |
| NJ | RA | APPROVED | 2020-07-28 |
| GA | RA | APPROVED | 2019-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Lawrenceville | GA | 06/2012 | Present |
| Transamerica Financial Advisors, Inc | Lawrenceville | GA | 08/2016 | Present |
As employee of Transamerica Financial Advisors, may perform home office functions for other business units
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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