Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-06 |
| TX | RA | APPROVED_RES | 2023-04-06 |
Branch Locations
1901 Main Street Suite 700, Irvine, CA 92614 • United States
200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 08/2013 | 09/2018 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 09/2018 | 04/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 09/2018 | 04/2023 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-23 |
Reach out to this advisor