Kenneth Joseph Bart

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 01/2020
  Transamerica Retirement Solutions
  Colonie, NY
• 11/2014 → 01/2020
  Transamerica Investors Securities Corporation
  Colonie, NY
• 08/2020 → 10/2021
  The Prudential Insurance Company Of America
  Colonie, NY
• 08/2020 → 10/2021
  Prudential Investment Management Services Llc
  Colonie, NY
• 01/2020 → 08/2020
  Unemployed
  Albany, NY
• 10/2021 → 01/2022
  Voya Financial
  Windsor, CT
• 01/2022 → 05/2022
  Unemployed
  Colonie, NY
• 05/2022 → 11/2022
  Principal Life Insurance
  Des Moines, IA
• 04/2022 → 11/2022
  Principal Securities
  Colonie, NY
• 12/2023 → Present
  Nationwide Investment Services Corporation
  Columbus, OH
• 12/2022 → 11/2023
  Unemployed
  Colonie, NY

Previous Registrations

• 2022-06-13 → 2022-11-02
  Principal Securities, Inc.
  Des Moines, IA
  Colonie, NY
• 2020-09-28 → 2020-11-24
  Prudential Select Strategies Llc
  Colonie, NY
• 2016-02-09 → 2020-01-08
  Transamerica Retirement Advisors, Llc
  Colonie, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-04
• S63 Uniform Securities Agent State Law Examination
  2015-01-12

Other Names

• Kenneth Bart
• Ken Bart